WebOct 14, 2024 · From theblock.co. Commodities Futures Trading Commissioner Christy Goldsmith Romero is proposing a new retail investor definition for her agency, she said during a financial conference on Friday. “I’m proposing a new definition of retail that divides between household retail, and then professional and high net worth,” Goldsmith … WebA commodity pool operator (CPO) is an individual or organization that operates a commodity pool and solicits funds for that commodity pool. A commodity pool is an enterprise in which funds contributed by a number of persons are combined for the purpose of trading futures or options on futures, retail off-exchange forex contracts, or swaps, or ...
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WebJun 19, 2024 · For these purposes, a “retail customer” is defined as a natural person, or the legal representative of such natural person, who: receives a recommendation of any securities transaction or investment strategy involving securities from a broker, dealer or a natural person who is an associated person of a broker or dealer; and WebThis term means any person: (1) Who, in or surrounding any pit, ring, post or other place provided by a contract market for the meeting of persons similarly engaged, … goat sweatshirts
Commodity Futures Trading Commission (CFTC) Overview - Investopedia
WebDec 21, 2024 · If passed in Congress, the bill will give the CFTC the mandate to adopt rules detailing the content and availability of trade and trader data that boards of trade and swap execution facilities... Web1 hour ago · U.S. financial regulators appear set to tighten the screws further on the digital asset industry, with Securities and Exchange Commission Chairman Gary Gensler taking the lead in an ongoing ... WebCFTC definition: abbreviation for Commodity Futures Trading Commission: an official US organization that checks and…. Learn more. bone marrow cancer in cats symptoms